Nicholas Midgley

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Intermede Investment Partners Limited (no longer approved here)
FRN 624278
- [FCA CF] Client dealing (8 Dec 2020 to 19 Feb 2026)
- CF1 Director (4 Nov 2014 to 6 Jan 2015)
- CF30 Customer (4 Nov 2014 to 8 Dec 2019)
Artisan Partners UK LLP (no longer approved here)
FRN 518554
- CF30 Customer (15 Aug 2011 to 15 Apr 2014)
JEFFERIES INTERNATIONAL LIMITED (no longer approved here)
FRN 139253
- CF30 Customer (16 Apr 2008 to 1 Jul 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.