Nicholas Paul Roy

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JEFFERIES INTERNATIONAL LIMITED

    FRN 139253

    • [FCA CF] Algorithmic trading (since 8 Jan 2024)
    • [FCA CF] Client dealing (since 8 Jan 2024)
  • Societe Generale (no longer approved here)

    FRN 124866

    • [FCA CF] Client dealing (7 Mar 2016 to 4 Aug 2023)
    • CF30 Customer (20 Oct 2015 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (28 Oct 2010 to 14 Jan 2013)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (7 Jan 2003 to 5 Mar 2004)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.