JB Wealth Management Limited

• Principal Place of Business

  41 The Broadway

  Cheam Village

  Sutton

  Surrey

  SM3 8BL

  UNITED KINGDOM

  Phone

  +4402086617222

  Web

  https://www.jbwm.co.uk

• Complaints Contact

  41 The Broadway

  Cheam Village

  Sutton

  Surrey

  SM3 8BL

  UNITED KINGDOM

  Phone

  +4402086617222

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew James Watt

  IRN AJW01626

  • [FCA CF] Client dealing (3 Mar 2025 to 10 Oct 2025)
  • [FCA CF] Functions requiring qualifications (3 Mar 2025 to 10 Oct 2025)
• Anthony Ronald Marks

  IRN ARM00044

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 31 Aug 2003)
• Charles Stephen Bell

  IRN CSB01126

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 12 Jan 2024)
  • [FCA CF] Client dealing (9 Dec 2019 to 12 Jan 2024)
  • CF30 Customer (6 Aug 2012 to 8 Dec 2019)
• Eustace Justin St John Thomas

  IRN EJT00013

  • CF2 Non Executive Director (1 Dec 2001 to 19 Dec 2005)
• Geoffrey Barker

  IRN GXB00099

  • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Dec 2005)
  • CF3 Chief Executive (1 Dec 2001 to 19 Dec 2005)
• George Stewart

  IRN GXS00089

  • CF30 Customer (1 Nov 2007 to 31 Dec 2012)
  • CF21 Investment Adviser (20 Aug 2007 to 31 Oct 2007)
  • CF22 Investment Adviser (Trainee) (1 Apr 2007 to 20 Aug 2007)
• Ian Martin Luck

  IRN IML00001

  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • CF30 Customer (24 Nov 2017 to 8 Dec 2019)
• Laura Jane Grainger

  IRN LJG01079

  • CF30 Customer (15 Jul 2008 to 31 Mar 2011)
• Michael Cook

  IRN MXC00113

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 8 Feb 2004)
• Michael David Gallant

  IRN MDG00013

  • [FCA CF] Client dealing (since 1 Apr 2024)
  • [FCA CF] CASS oversight function (since 1 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • Responsible for Insurance Mediation (14 Jan 2005 to 30 Sep 2018)
  • CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (1 Dec 2001 to 8 Dec 2019)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

No changes recorded yet.