Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • [FCA CF] Client dealing (since 20 Oct 2025)
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • JB Wealth Management Limited (no longer approved here)

    FRN 118513

    • [FCA CF] Client dealing (3 Mar 2025 to 10 Oct 2025)
    • [FCA CF] Functions requiring qualifications (3 Mar 2025 to 10 Oct 2025)
  • AIS Pensions LLP (no longer approved here)

    FRN 748172

    • [FCA CF] Client dealing (2 Feb 2021 to 28 Feb 2025)
    • [FCA CF] Functions requiring qualifications (2 Feb 2021 to 28 Feb 2025)
  • KG Associates Ltd (no longer approved here)

    FRN 402769

    • (4)Employed By (19 Aug 2019 to 7 Jan 2021)
  • Andrew Watt (no longer approved here)

    FRN 825497

    • Employed By (15 Nov 2018 to 7 Jan 2021)
  • St. James's Place Wealth Management Plc (no longer approved here)

    FRN 195351

    • CF30 Customer (27 Apr 2018 to 7 Jan 2021)
  • Milne Wealth Management Limited (no longer approved here)

    FRN 575943

    • (2)Employed By (27 Apr 2018 to 13 Nov 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.