Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Parallel Financial Limited
FRN 436452
- 4. Giving personal recommendations on retail investment products which are not broker funds
- [FCA CF] Client dealing (since 20 Oct 2025)
- [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
-
- [FCA CF] Client dealing (3 Mar 2025 to 10 Oct 2025)
- [FCA CF] Functions requiring qualifications (3 Mar 2025 to 10 Oct 2025)
-
- [FCA CF] Client dealing (2 Feb 2021 to 28 Feb 2025)
- [FCA CF] Functions requiring qualifications (2 Feb 2021 to 28 Feb 2025)
-
- (4)Employed By (19 Aug 2019 to 7 Jan 2021)
-
- Employed By (15 Nov 2018 to 7 Jan 2021)
-
- CF30 Customer (27 Apr 2018 to 7 Jan 2021)
-
- (2)Employed By (27 Apr 2018 to 13 Nov 2018)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.