JB Wealth Management Limited

• Principal Place of Business

  41 The Broadway

  Cheam Village

  Sutton

  Surrey

  SM3 8BL

  UNITED KINGDOM

  Phone

  +4402086617222

  Web

  https://www.jbwm.co.uk

• Complaints Contact

  41 The Broadway

  Cheam Village

  Sutton

  Surrey

  SM3 8BL

  UNITED KINGDOM

  Phone

  +4402086617222

• Pension Transfer Advice

  For Professional, Retail (Investment), Life Policy, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Stakeholder pension scheme, Unit

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  • · This activity is limited to the provision of advice in relation to the conversion or transfer of benefits from pension policies with a Guaranteed Annuity Rate.

• Investment Advice (no pensions)

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Debt Advice

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  • · Limited to debt counselling excluding giving advice about debt management plans. In this limitation “debt management plans” is defined as: “a non-statutory agreement between a customer and one or more of the customer's lenders the aim of which is to discharge or liquidate the customer's debts, by making regular payments to a third party which administers the plan and distributes the money to the lenders”.

• Investment Setup

  For Commercial, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Life Policy, Non-investment insurance contracts, Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Stakeholder pension scheme, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Patrick James O'Hagan

  IRN AJO00009

  • CF8 Apportionment and Oversight (1 Dec 2001 to 19 Dec 2005)
  • CF1 Director (1 Dec 2001 to 19 Dec 2005)
• Peter Charles Saysell

  IRN PCS00026

  • CF21 Investment Adviser (7 Feb 2003 to 31 Jan 2004)
• Philip Connolly Rosser

  IRN PCR00012

  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 4 Feb 2005)
• Railene Waters

  IRN RXW00265

  • [FCA CF] Client dealing (19 Apr 2023 to 12 Jan 2024)
  • [FCA CF] Functions requiring qualifications (19 Apr 2023 to 12 Jan 2024)
• Roger Batey

  IRN RXB01459

  • CF21 Investment Adviser (5 Dec 2002 to 31 May 2007)
• Russell Walton

  IRN RXW00107

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • SMF1 Chief Executive (since 9 Dec 2019)
  • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • SMF3 Executive Director (since 9 Dec 2019)
  • Responsible for Insurance Distribution (since 1 Oct 2018)
  • Responsible for Insurance Mediation (18 May 2018 to 30 Sep 2018)
  • CF3 Chief Executive (18 May 2018 to 8 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF21 Investment Adviser (3 Jan 2006 to 31 Oct 2007)
  • CF1 Director (13 Dec 2004 to 8 Dec 2019)
  • CF8 Apportionment and Oversight (13 Dec 2004 to 1 Jun 2008)
  • CF22 Investment Adviser (Trainee) (1 Dec 2001 to 3 Jan 2006)
• Sarah Diane Tindley

  IRN SDT01030

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Sep 2025)
  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 30 Sep 2025)
  • CF30 Customer (18 Nov 2015 to 8 Dec 2019)
• Thomas Joseph Burke

  IRN TJB00024

  • CF30 Customer (1 Sep 2008 to 31 Dec 2009)
• Thomas Joseph Dore

  IRN TJD00020

  • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
  • CF3 Chief Executive (30 Dec 2005 to 30 Apr 2018)
  • CF10 Compliance Oversight (30 Dec 2005 to 1 Jun 2008)
  • CF11 Money Laundering Reporting (30 Dec 2005 to 1 Jun 2008)
  • CF1 Director (13 Dec 2004 to 30 Apr 2018)
  • CF8 Apportionment and Oversight (13 Dec 2004 to 31 Mar 2009)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)
• Timothy Peter Carr

  IRN TPC00008

  • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
  • 4. Giving personal recommendations on retail investment products which are not broker funds
  • [FCA CF] Functions requiring qualifications (since 26 Feb 2024)
  • [FCA CF] Client dealing (since 26 Feb 2024)

No changes recorded yet.