Thomas Joseph Dore

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JB Wealth Management Limited (no longer approved here)

    FRN 118513

    • CF30 Customer (1 Nov 2007 to 30 Apr 2018)
    • CF3 Chief Executive (30 Dec 2005 to 30 Apr 2018)
    • CF10 Compliance Oversight (30 Dec 2005 to 1 Jun 2008)
    • CF11 Money Laundering Reporting (30 Dec 2005 to 1 Jun 2008)
    • CF1 Director (13 Dec 2004 to 30 Apr 2018)
    • CF8 Apportionment and Oversight (13 Dec 2004 to 31 Mar 2009)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF24 Pension Transfer Specialist (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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