Jarvis Investment Management Limited

• Principal Place of Business

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

  Web

  https://www.jarvisim.co.uk

• Complaints Contact

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · (i) Unable to hold investors' financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) Unable to underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Luke Piscina

  IRN LXP01270

  • CF30 Customer (2 Jun 2008 to 22 Oct 2010)
• Mark Christopher Townsley

  IRN MCT01079

  • CF30 Customer (31 May 2011 to 9 Feb 2017)
• Martijn Edelman

  IRN MXE00081

  • [FCA CF] Significant management (since 9 Dec 2019)
• Mathew James Edmett

  IRN MJE01083

  • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2010)
  • CF1 Director (16 Oct 2002 to 20 Sep 2010)
  • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
  • CF10 Compliance Oversight (1 Dec 2001 to 9 Jul 2010)
• Matthew John Cullum

  IRN MJC01514

  • CF30 Customer (14 Jan 2009 to 2 Apr 2009)
• Michael Antony Peter Studholme

  IRN MAS00016

  • CF1 Director (1 Dec 2001 to 1 Apr 2003)
• Michelle Greenaway-Sanders

  IRN MXG00220

  • [FCA CF] Client dealing (9 Dec 2019 to 24 Oct 2023)
• Nicholas James Crabb

  IRN NJC01106

  • SMF3 Executive Director (9 Dec 2019 to 6 Jul 2020)
  • CF1 Director (20 Jan 2009 to 8 Dec 2019)
• Nicola Wendy Dodd

  IRN NXD00098

  • [FCA CF] Significant management (9 Dec 2019 to 26 Feb 2024)
• Oliver Luke

  IRN OXL00032

  • [FCA CF] Client dealing (11 Oct 2021 to 14 Jan 2022)

• Astor Securities Limited (no longer appointed)

  FRN 455518 · Appointed 28 Aug 2007 · Until 1 Oct 2007

• Share Gain Ltd (no longer appointed)

  FRN 456187 · Appointed 17 Aug 2006 · Until 20 Sep 2010

• Bridge Hall Stockbrokers Ltd (no longer appointed)

  FRN 435373 · Appointed 11 Jul 2005 · Until 22 Feb 2006

• Unquoted Trader Limited (no longer appointed)

  FRN 195619 · Appointed 1 May 2001 · Until 1 Nov 2002

• Dudley Road Nominees Limited (no longer appointed)

  FRN 191791 · Appointed 8 May 2000 · Until 30 May 2010

No changes recorded yet.