Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 23 May 2023)
    • [FCA CF] CASS oversight function (since 9 Dec 2022)
  • Jarvis Investment Management Limited (no longer approved here)

    FRN 116413

    • CF28 Systems and controls (1 Nov 2007 to 9 Jul 2010)
    • CF1 Director (16 Oct 2002 to 20 Sep 2010)
    • CF10 Compliance Oversight (1 Dec 2001 to 9 Jul 2010)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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