Jarvis Investment Management Limited

• Principal Place of Business

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

  Web

  https://www.jarvisim.co.uk

• Complaints Contact

  78 Mount Ephraim

  Tunbridge Wells

  Kent

  TN4 8BS

  UNITED KINGDOM

  Phone

  +4401892510515

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · (i) Unable to hold investors' financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook; and (ii) Unable to underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis.
  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Retail (Non-Investment Insurance), Certificates representing certain security, Debenture, Government and public security, Non-investment insurance contracts, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Oscar Harrison

  IRN OXH00046

  • [FCA CF] Client dealing (15 Mar 2022 to 13 May 2022)
• Paul Lovell

  IRN PXL01237

  • CF2 Non Executive Director (1 Dec 2001 to 5 Mar 2003)
• Rachel Sarah Strachan

  IRN RXS00312

  • [FCA CF] Client dealing (12 Jun 2020 to 26 Feb 2021)
• Rebecca Anne Lake

  IRN RXL00124

  • [FCA CF] Client dealing (9 Dec 2019 to 9 Sep 2022)
• Richard James Pearson

  IRN RJP00033

  • SMF9 Chair of the Governing Body (since 3 Apr 2025)
• Robert Keith Allen

  IRN RKA00003

  • CF26 Customer Trading (27 Jul 2005 to 22 Feb 2006)
• Sarah Jane Andrews

  IRN SXA00238

  • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2024)
• Sarah Louise Angus

  IRN SXA00237

  • SMF3 Executive Director (since 23 Jan 2023)
  • [FCA CF] Manager of certification employee (9 Dec 2019 to 3 Oct 2024)
  • [FCA CF] Significant management (9 Dec 2019 to 3 Oct 2024)
• Shaun Pratley

  IRN SXP01197

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 2 Apr 2025)
  • SMF16 Compliance Oversight (since 2 Apr 2025)
• Stephen Gwynne Demuth

  IRN SGD01033

  • CF11 Money Laundering Reporting (4 Jun 2003 to 25 Mar 2004)

• Astor Securities Limited (no longer appointed)

  FRN 455518 · Appointed 28 Aug 2007 · Until 1 Oct 2007

• Share Gain Ltd (no longer appointed)

  FRN 456187 · Appointed 17 Aug 2006 · Until 20 Sep 2010

• Bridge Hall Stockbrokers Ltd (no longer appointed)

  FRN 435373 · Appointed 11 Jul 2005 · Until 22 Feb 2006

• Unquoted Trader Limited (no longer appointed)

  FRN 195619 · Appointed 1 May 2001 · Until 1 Nov 2002

• Dudley Road Nominees Limited (no longer appointed)

  FRN 191791 · Appointed 8 May 2000 · Until 30 May 2010

No changes recorded yet.