Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Lee Fisher
IRN LXF00023
- [FCA CF] Client dealing (30 Sep 2020 to 19 Mar 2024)
Leila Quinn
IRN LXQ00001
- [FCA CF] Client dealing (17 Apr 2020 to 30 Nov 2021)
Leonard Adrian Elwood
IRN LAE01008
- CF30 Customer (1 Nov 2007 to 23 Dec 2010)
- CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
Lesley Elaine Cairney
IRN LEC01045
- CF1 Director (6 Jul 2012 to 15 Feb 2016)
- CF29 Significant management (15 Jul 2011 to 6 Apr 2016)
Linda Caroline Harris
IRN LCH01023
- CF11 Money Laundering Reporting (1 Sep 2005 to 9 Jun 2006)
Linda Mary Rita Jerram
IRN LMJ01013
- CF29 Significant management (1 Nov 2007 to 6 Apr 2010)
- CF17 Significant Mgt (Other Business Operations) (1 Dec 2001 to 31 Oct 2007)
Lindsey Jane Massey
IRN LJM01055
- CF21 Investment Adviser (1 Dec 2001 to 1 Feb 2003)
Lucas Klein
IRN LXK14817
- [FCA CF] Manager of certification employee (since 1 Oct 2023)
Ludovic MacKenzie
IRN LXM01475
- CF30 Customer (4 Aug 2008 to 3 Jul 2009)
Luke Newman
IRN LCN01003
- [FCA CF] Material risk taker (17 Apr 2020 to 31 Dec 2021)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.