Lucas Klein

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Janus Henderson Investors UK Limited

    FRN 121857

    • SMF3 Executive Director (since 21 Mar 2024)
    • [FCA CF] Material risk taker (since 14 Nov 2023)
    • [FCA CF] Client dealing (since 5 Sep 2023)
    • [FCA CF] Manager of certification employee (since 5 Sep 2023)
    • SMF18 Other Overall Responsibility (14 Nov 2023 to 21 Mar 2024)
  • Janus Henderson Fund Management UK Limited

    FRN 121859

    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • Janus Henderson Investors International Limited

    FRN 189998

    • [FCA CF] Manager of certification employee (since 1 Oct 2023)
  • FIL Investments International (no longer approved here)

    FRN 122170

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)
  • FIL Investment Advisors (UK) Limited (no longer approved here)

    FRN 159360

    • [FCA CF] Client dealing (9 Dec 2019 to 26 Jul 2023)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 26 Jul 2023)
    • CF30 Customer (15 May 2019 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.