Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Laven Advisors LLP
FRN 447282
- CF1 Director (AR) (since 1 Jul 2021)
- CF30 Customer (since 1 Jul 2021)
- [FCA CF] Client dealing (since 26 May 2021)
- [FCA CF] Material risk taker (since 26 May 2021)
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Clerkenwell Capital Ltd
FRN 564972
- Employed By (since 1 Jul 2021)
- Employed By (23 Dec 2011 to 4 May 2021)
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- [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2021)
- [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
- CF1 Director (AR) (23 Dec 2011 to 4 May 2021)
- CF30 Customer (29 Nov 2011 to 4 May 2021)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2010)
- CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
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- CF30 Customer (1 Nov 2007 to 23 Dec 2010)
- CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
- CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
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- CF21 Investment Adviser (17 Oct 2002 to 31 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.