Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • CF1 Director (AR) (since 1 Jul 2021)
    • CF30 Customer (since 1 Jul 2021)
    • [FCA CF] Client dealing (since 26 May 2021)
    • [FCA CF] Material risk taker (since 26 May 2021)
    • Employed By (since 1 Jul 2021)
    • Employed By (23 Dec 2011 to 4 May 2021)
  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • [FCA CF] Client dealing (9 Dec 2019 to 9 Jun 2021)
    • [FCA CF] Material risk taker (9 Dec 2019 to 9 Jun 2021)
    • CF1 Director (AR) (23 Dec 2011 to 4 May 2021)
    • CF30 Customer (29 Nov 2011 to 4 May 2021)
  • Janus Henderson Investors UK Limited (no longer approved here)

    FRN 121857

    • CF30 Customer (1 Nov 2007 to 23 Dec 2010)
    • CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • Janus Henderson Fund Management UK Limited (no longer approved here)

    FRN 121859

    • CF30 Customer (1 Nov 2007 to 23 Dec 2010)
    • CF27 Investment Management (20 Jul 2005 to 31 Oct 2007)
    • CF21 Investment Adviser (4 Nov 2004 to 31 Oct 2007)
  • Deutsche Bank AG (no longer approved here)

    FRN 150018

    • CF21 Investment Adviser (17 Oct 2002 to 31 Dec 2002)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.