Janus Henderson Fund Management UK Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Retail Investment Funds
Specialist Investment Funds
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Enrique De Jesus Chang
IRN EDC01022
- [FCA CF] Manager of certification employee (17 Apr 2020 to 1 Apr 2022)
- [FCA CF] Material risk taker (17 Apr 2020 to 1 Apr 2022)
Faizan Baig
IRN FMB01026
- CF30 Customer (29 Sep 2015 to 8 Dec 2019)
Farrah Louise Brown
IRN FLB01015
- CF30 Customer (1 Nov 2007 to 1 Apr 2014)
- CF26 Customer Trading (21 Aug 2007 to 31 Oct 2007)
Fortune Chigwende
IRN FXC01320
- CF28 Systems and controls (3 Sep 2012 to 1 Nov 2017)
Francesca Smith
IRN FKW01001
- Director of firm who is not a certification employee or a SMF manager (since 9 Dec 2019)
- CF2 Non Executive Director (28 Mar 2019 to 8 Dec 2019)
Francis David Hoffman
IRN FDH01007
- CF28 Systems and controls (1 Nov 2007 to 31 Dec 2010)
- CF15 Internal Audit (25 Mar 2003 to 31 Oct 2007)
Francis O'Donnell
IRN FXO00013
- CF21 Investment Adviser (14 Jun 2006 to 31 Jul 2006)
Gabriele Stein
IRN GPS01051
- CF21 Investment Adviser (29 Mar 2004 to 18 Nov 2006)
Gabriella Petruzzelli
IRN GXP00110
- [FCA CF] Client dealing (8 Feb 2021 to 28 May 2021)
Ganesh Ponnar Rajendra
IRN GPR01024
- CF30 Customer (2 Jul 2009 to 25 Dec 2009)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.