Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Integer Advisors LLP
FRN 796333
- 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
- 8. Giving personal recommendations on investments in the course of corporate finance business
- 3. Giving personal recommendations on derivatives
- [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
- SMF16 Compliance Oversight (since 9 Dec 2019)
- SMF27 Partner (since 9 Dec 2019)
- CF30 Customer (2 Mar 2018 to 8 Dec 2019)
- CF4 Partner (2 Mar 2018 to 8 Dec 2019)
- CF10 Compliance Oversight (2 Mar 2018 to 8 Dec 2019)
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- CF30 Customer (21 Jan 2010 to 6 Mar 2016)
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- CF30 Customer (2 Jul 2009 to 25 Dec 2009)
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- CF30 Customer (2 Jul 2009 to 25 Dec 2009)
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- CF30 Customer (1 Nov 2007 to 3 Dec 2008)
- CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.