JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Joan Arino Bernad

  IRN JXA00153

  • [FCA CF] Client dealing (since 7 Dec 2020)
  • [FCA CF] Proprietary trader (since 7 Dec 2020)
  • [FCA CF] Algorithmic trading (since 7 Dec 2020)
  • [FCA CF] Material risk taker (7 Dec 2020 to 31 Dec 2021)
• Joanne McGuire

  IRN JXM00457

  • [FCA CF] Client dealing (since 23 Oct 2020)
  • [FCA CF] Material risk taker (23 Oct 2020 to 31 Dec 2021)
• Joel Michael Phillips

  IRN JXP02487

  • [FCA CF] Proprietary trader (since 30 Sep 2021)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (6 May 2016 to 8 Dec 2019)
• John Bamford

  IRN JXB00441

  • [FCA CF] Algorithmic trading (since 1 Sep 2022)
  • [FCA CF] Proprietary trader (since 19 Oct 2020)
  • [FCA CF] Client dealing (since 19 Oct 2020)
  • [FCA CF] Material risk taker (19 Oct 2020 to 31 Dec 2021)
• John Duffy

  IRN JXD00522

  • [FCA CF] Client dealing (since 7 Dec 2021)
  • [FCA CF] Material risk taker (7 Dec 2021 to 31 Dec 2021)
• John Holland

  IRN JXH03085

  • [FCA CF] Manager of certification employee (since 17 Mar 2026)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (14 Aug 2018 to 8 Dec 2019)
• John Peter William Papantoniou

  IRN JPP01128

  • CF30 Customer (19 Dec 2017 to 8 Dec 2019)
• John Russell Martin

  IRN JXM19294

  • [FCA CF] Algorithmic trading (since 30 Sep 2021)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (2 Sep 2019 to 8 Dec 2019)
• John Steven Mackenzie

  IRN JSM01215

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (24 Oct 2022 to 22 Apr 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2020)
  • CF1 Director (20 Oct 2014 to 8 Dec 2019)
  • CF11 Money Laundering Reporting (5 Mar 2014 to 8 Dec 2019)
  • CF10 Compliance Oversight (5 Mar 2014 to 13 Jul 2018)
• Johnathan Flint

  IRN JXF00750

  • [FCA CF] Proprietary trader (since 20 Jan 2026)
  • [FCA CF] Client dealing (since 20 Jan 2026)

No changes recorded yet.