Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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JANE STREET FINANCIAL LIMITED
FRN 486546
- SMF3 Executive Director (since 9 Dec 2019)
- SMF16 Compliance Oversight (24 Oct 2022 to 22 Apr 2024)
- SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 25 Feb 2020)
- CF1 Director (20 Oct 2014 to 8 Dec 2019)
- CF10 Compliance Oversight (5 Mar 2014 to 13 Jul 2018)
- CF11 Money Laundering Reporting (5 Mar 2014 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.