JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jon-Michael Cain

  IRN JXC00413

  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Jonathan Attridge

  IRN JXA02195

  • [FCA CF] Proprietary trader (since 9 May 2024)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (1 Feb 2017 to 8 Dec 2019)
• Jonathan Gareth Bland

  IRN JGB01146

  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (9 Jan 2015 to 8 Dec 2019)
• Jonathan Zucker

  IRN JXZ01070

  • CF30 Customer (8 Jul 2010 to 13 Apr 2012)
• Jordan Russell Millar

  IRN JRM01329

  • [FCA CF] Proprietary trader (30 Sep 2020 to 18 Sep 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 18 Sep 2021)
  • [FCA CF] Algorithmic trading (30 Sep 2020 to 18 Sep 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 18 Sep 2021)
  • CF30 Customer (8 Dec 2015 to 8 Dec 2019)
• Joris Gerlagh

  IRN JXG00213

  • [FCA CF] Proprietary trader (since 8 Dec 2020)
  • [FCA CF] Client dealing (since 8 Dec 2020)
  • [FCA CF] Material risk taker (8 Dec 2020 to 31 Dec 2021)
• Joseph Hansard

  IRN JXH00919

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Algorithmic trading (since 19 Jul 2022)
  • [FCA CF] Client dealing (since 19 Jul 2022)
  • [FCA CF] Proprietary trader (since 19 Jul 2022)
  • [FCA CF] Material risk taker (19 Jul 2022 to 30 Sep 2022)
• Joseph Lightfoot

  IRN JXL01005

  • [FCA CF] Client dealing (since 2 Jan 2026)
• Joseph Nash

  IRN JXN00254

  • [FCA CF] Algorithmic trading (since 22 Mar 2023)
  • [FCA CF] Proprietary trader (since 22 Mar 2023)
  • [FCA CF] Client dealing (since 22 Mar 2023)
• Josh Rowley

  IRN JXR00232

  • [FCA CF] Algorithmic trading (since 1 Sep 2024)
  • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)

No changes recorded yet.