Date authorised
1 April 2013
Companies House
06211806
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    2 & A Half
    Devonshire Square
    London
    EC2M 4UJ
    UNITED KINGDOM
    Phone
    +4402037873200
  • Complaints Contact

    2 & A Half
    Devonshire Square
    London
    EC2M 4UJ
    UNITED KINGDOM
    Phone
    +4402037873200

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Carbon Auction Bidding

    For Eligible Counterparty, Professional, Emissions Auction Product

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jason David Browne

    IRN JDB01249

    • [FCA CF] Manager of certification employee (since 1 Sep 2024)
    • [FCA CF] Proprietary trader (since 30 Sep 2020)
    • [FCA CF] Client dealing (since 30 Sep 2020)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
    • CF30 Customer (16 May 2019 to 8 Dec 2019)
  • Javier Lopez-Contreras Gonzalez

    IRN JXL01001

    • [FCA CF] Proprietary trader (since 10 Dec 2025)
    • [FCA CF] Algorithmic trading (since 10 Dec 2025)
  • Jeevan Jyothyprakash

    IRN JXJ01358

    • [FCA CF] Proprietary trader (since 10 Jun 2021)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
    • [FCA CF] Client dealing (30 Sep 2020 to 29 Sep 2021)
  • Jeremie Joseph Pascale Dimino

    IRN JXD00252

    • [FCA CF] Material risk taker (30 Sep 2020 to 18 Jan 2022)
  • Jeroen Winkel

    IRN JXW00999

    • [FCA CF] Algorithmic trading (since 12 Dec 2023)
    • [FCA CF] Proprietary trader (since 12 Dec 2023)
  • Jerome Maurice Pascal Baum

    IRN JMB01512

    • [FCA CF] Algorithmic trading (30 Sep 2020 to 27 Aug 2021)
    • [FCA CF] Material risk taker (30 Sep 2020 to 27 Aug 2021)
    • [FCA CF] Proprietary trader (30 Sep 2020 to 27 Aug 2021)
    • CF30 Customer (9 Dec 2015 to 8 Dec 2019)
  • Jessica Clancy

    IRN JXC00530

    • [FCA CF] Client dealing (since 1 Sep 2022)
  • Jiachen Wang

    IRN JXW01308

    • [FCA CF] Client dealing (9 Jul 2025 to 29 Jan 2026)
  • Jiahao Qu

    IRN JXQ00038

    • [FCA CF] Proprietary trader (since 27 Apr 2023)
    • [FCA CF] Client dealing (since 27 Apr 2023)
  • Jischai Wyler

    IRN JXW01001

    • [FCA CF] Algorithmic trading (since 8 Dec 2023)
    • [FCA CF] Client dealing (since 8 Dec 2023)
    • [FCA CF] Proprietary trader (since 8 Dec 2023)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.