Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Proprietary trader (since 10 Jun 2021)
    • [FCA CF] Client dealing (30 Sep 2020 to 29 Sep 2021)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • Mizuho International plc (no longer approved here)

    FRN 119256

    • [FCA CF] Client dealing (7 Mar 2016 to 3 Jul 2020)
    • CF30 Customer (18 Aug 2014 to 6 Mar 2016)
  • Nomura International Plc (no longer approved here)

    FRN 124422

    • CF30 Customer (10 Oct 2011 to 30 Nov 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.