JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Gareth Bowen

  IRN GXB02011

  • CF1 Director (20 Oct 2014 to 21 Aug 2015)
• Gauttam Varsani

  IRN GXV01246

  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 30 Sep 2021)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (17 May 2017 to 8 Dec 2019)
• George Henning

  IRN GXH00336

  • [FCA CF] Proprietary trader (since 9 May 2024)
  • [FCA CF] Client dealing (since 6 Dec 2022)
• George Watkins

  IRN GXW01707

  • CF30 Customer (3 Jul 2017 to 20 Sep 2018)
• Georgii Shukalov

  IRN GXS00741

  • [FCA CF] Proprietary trader (since 5 Dec 2024)
  • [FCA CF] Algorithmic trading (since 5 Dec 2024)
• Georgina Lang

  IRN GXL00230

  • [FCA CF] Proprietary trader (3 Jan 2023 to 23 Sep 2024)
  • [FCA CF] Client dealing (3 Jan 2023 to 23 Sep 2024)
• Glyn Peter Bowen

  IRN GPB01109

  • SMF18 Other Overall Responsibility (since 25 Jan 2024)
  • [FCA CF] Manager of certification employee (30 Sep 2021 to 25 Jan 2024)
  • [FCA CF] Proprietary trader (30 Sep 2020 to 25 Jan 2024)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • [FCA CF] Client dealing (30 Sep 2020 to 29 Sep 2021)
  • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
• Gordon Daniel Murphy

  IRN GDM01097

  • CF29 Significant management (10 May 2017 to 19 Oct 2018)
  • CF30 Customer (3 Nov 2011 to 19 Oct 2018)
• Gregory James Mackay Stewart

  IRN GXS25542

  • [FCA CF] Manager of certification employee (since 1 Sep 2023)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
• Grgur Valentic

  IRN GXV00023

  • [FCA CF] Proprietary trader (20 Jan 2021 to 11 Apr 2022)
  • [FCA CF] Algorithmic trading (20 Jan 2021 to 11 Apr 2022)
  • [FCA CF] Client dealing (20 Jan 2021 to 11 Apr 2022)
  • [FCA CF] Material risk taker (20 Jan 2021 to 11 Apr 2022)

No changes recorded yet.