Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF18 Other Overall Responsibility (since 25 Jan 2024)
    • [FCA CF] Manager of certification employee (30 Sep 2021 to 25 Jan 2024)
    • [FCA CF] Client dealing (30 Sep 2020 to 29 Sep 2021)
    • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
    • [FCA CF] Proprietary trader (30 Sep 2020 to 25 Jan 2024)
    • CF30 Customer (28 Jun 2018 to 8 Dec 2019)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF30 Customer (19 Oct 2012 to 6 Mar 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.