JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Halwest Mohammed

  IRN HXM00540

  • [FCA CF] Algorithmic trading (since 17 Apr 2026)
  • [FCA CF] Manager of certification employee (since 17 Apr 2026)
  • [FCA CF] Proprietary trader (since 17 Apr 2026)
• Harry Coomber

  IRN HXC00168

  • [FCA CF] Client dealing (18 Jan 2022 to 18 Aug 2025)
  • [FCA CF] Material risk taker (18 Jan 2022 to 30 Sep 2022)
• Henry Jon Giles

  IRN HJG01048

  • CF30 Customer (20 Dec 2017 to 1 Oct 2019)
• Henry Jon Spriggs

  IRN HXS00095

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Material risk taker (12 Mar 2020 to 31 Dec 2021)
• Henry Shepherd

  IRN HXS00423

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Henry Webb

  IRN HXW00200

  • [FCA CF] Client dealing (since 20 Nov 2023)
• Hicham Sefiani

  IRN HXS00510

  • [FCA CF] Proprietary trader (since 23 Oct 2024)
  • [FCA CF] Algorithmic trading (since 23 Oct 2024)
• Hugo Nestor-Sherman

  IRN HXN00085

  • [FCA CF] Client dealing (19 Dec 2022 to 22 Oct 2023)
  • [FCA CF] Proprietary trader (19 Dec 2022 to 22 Oct 2023)
• Hugues Monlibert

  IRN HXM01674

  • [FCA CF] Manager of certification employee (since 1 Sep 2024)
  • [FCA CF] Algorithmic trading (since 19 Jan 2022)
  • [FCA CF] Proprietary trader (since 19 Jan 2022)
  • [FCA CF] Material risk taker (19 Jan 2022 to 30 Sep 2022)
  • CF30 Customer (8 Jun 2015 to 22 Sep 2017)
• Ian Madrid Shea

  IRN IMS01069

  • SMF18 Other Overall Responsibility (since 9 Dec 2019)
  • CF29 Significant management (13 Apr 2016 to 8 Dec 2019)
  • CF30 Customer (3 Mar 2010 to 8 Dec 2019)

No changes recorded yet.