JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ian Russell Schaad

  IRN IRS01053

  • CF1 Director (4 Jan 2010 to 12 Feb 2014)
  • CF30 Customer (4 Jan 2010 to 12 Feb 2014)
  • CF3 Chief Executive (4 Jan 2010 to 22 Feb 2013)
  • CF2 Non Executive Director (1 May 2009 to 4 Jan 2010)
• Illan Levy

  IRN IXL00073

  • [FCA CF] Algorithmic trading (1 Sep 2025 to 6 Oct 2025)
  • [FCA CF] Manager of certification employee (1 Sep 2023 to 6 Oct 2025)
  • [FCA CF] Material risk taker (26 Jul 2022 to 30 Sep 2022)
  • [FCA CF] Client dealing (26 Jul 2022 to 6 Oct 2025)
  • [FCA CF] Proprietary trader (26 Jul 2022 to 6 Oct 2025)
• Iona Sullivan

  IRN IXS00260

  • [FCA CF] Client dealing (since 11 Dec 2023)
• Isaac Mendel

  IRN IXM00293

  • [FCA CF] Algorithmic trading (since 28 Nov 2023)
• Ivan Kalinin

  IRN IXK01346

  • [FCA CF] Client dealing (since 1 Sep 2023)
• Jack Burke

  IRN JXB03679

  • [FCA CF] Client dealing (30 Sep 2020 to 28 Feb 2022)
  • [FCA CF] Material risk taker (30 Sep 2020 to 28 Feb 2022)
  • CF30 Customer (22 May 2018 to 8 Dec 2019)
• Jack Cox

  IRN JXC03153

  • [FCA CF] Manager of certification employee (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (since 30 Sep 2020)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Material risk taker (30 Sep 2020 to 31 Dec 2021)
  • CF30 Customer (22 Mar 2017 to 8 Dec 2019)
• Jacob Hilton

  IRN JXH02911

  • CF30 Customer (4 May 2016 to 10 Sep 2018)
• Jai Agarwal

  IRN JXA00421

  • [FCA CF] Client dealing (1 Sep 2022 to 26 Jun 2023)
  • [FCA CF] Material risk taker (1 Aug 2022 to 31 Aug 2022)
• Jai Shah

  IRN JXS02246

  • [FCA CF] Manager of certification employee (since 22 Jun 2023)
  • [FCA CF] Proprietary trader (since 22 Jun 2023)

No changes recorded yet.