JANE STREET FINANCIAL LIMITED

• Principal Place of Business

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

  Web

  https://www.janestreet.com

• Complaints Contact

  2 & A Half

  Devonshire Square

  London

  EC2M 4UJ

  UNITED KINGDOM

  Phone

  +4402037873200

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Carbon Auction Bidding

  For Eligible Counterparty, Professional, Emissions Auction Product

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Jakob Emil Boppert

  IRN JXB01257

  • [FCA CF] Client dealing (since 11 Jan 2023)
  • [FCA CF] Proprietary trader (since 11 Jan 2023)
• James Arthur Dormer

  IRN JXD00634

  • [FCA CF] Client dealing (26 Jul 2022 to 1 Dec 2023)
  • [FCA CF] Material risk taker (26 Jul 2022 to 30 Sep 2022)
• James Dormer

  IRN JXD11948

  • CF30 Customer (27 Feb 2019 to 8 Dec 2019)
• James Hedley Kelly

  IRN JHK01039

  • CF29 Significant management (25 Jan 2016 to 28 Feb 2018)
  • CF30 Customer (8 Jan 2010 to 28 Feb 2018)
• James Malton

  IRN JXM02825

  • [FCA CF] Manager of certification employee (since 1 Sep 2025)
  • [FCA CF] Algorithmic trading (since 30 Sep 2020)
  • [FCA CF] Proprietary trader (since 30 Sep 2020)
  • [FCA CF] Client dealing (30 Sep 2020 to 1 Sep 2023)
  • CF30 Customer (27 Aug 2010 to 8 Dec 2019)
• James Peters-Gill

  IRN JXP00253

  • [FCA CF] Manager of certification employee (1 Sep 2024 to 23 Jun 2025)
  • [FCA CF] Proprietary trader (30 Sep 2021 to 23 Jun 2025)
  • [FCA CF] Algorithmic trading (30 Sep 2021 to 23 Jun 2025)
  • [FCA CF] Material risk taker (11 Nov 2020 to 31 Dec 2021)
• Jan Eigenmann

  IRN JXE01334

  • CF30 Customer (2 Nov 2010 to 18 Jan 2013)
• Jan Kruszewski

  IRN JXK00197

  • [FCA CF] Material risk taker (18 Mar 2021 to 18 May 2021)
  • [FCA CF] Proprietary trader (18 Mar 2021 to 18 May 2021)
  • [FCA CF] Client dealing (18 Mar 2021 to 18 May 2021)
• Jan Lebioda

  IRN JXL00451

  • [FCA CF] Material risk taker (14 Dec 2021 to 31 Dec 2021)
  • [FCA CF] Algorithmic trading (14 Dec 2021 to 1 Sep 2024)
  • [FCA CF] Proprietary trader (14 Dec 2021 to 1 Sep 2024)
• Jan Manuel Schmidgall

  IRN JXS01109

  • [FCA CF] Client dealing (since 1 Sep 2022)
  • [FCA CF] Proprietary trader (since 1 Sep 2022)

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