Date authorised
1 April 2013
Companies House
OC308682
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737
  • Complaints Contact

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Eva Sajbenova

    IRN EXS01402

    • CF30 Customer (11 Apr 2011 to 29 Aug 2014)
  • Farrer Alexander Lascelles Pallin

    IRN FAP01023

    • CF30 Customer (1 Mar 2010 to 31 Jan 2011)
  • Feilim Patrick McCole

    IRN FXM01166

    • CF30 Customer (1 Nov 2007 to 1 Dec 2008)
    • CF23 Corporate Finance Adviser (27 Jul 2006 to 31 Oct 2007)
  • Fred Stonell

    IRN FXS01546

    • CF30 Customer (8 Oct 2016 to 31 Oct 2017)
  • Helen Briscoe

    IRN HXB00219

    • [FCA CF] Benchmark submission and administration (1 May 2021 to 26 Jun 2025)
  • Henry Balcerak

    IRN HXB00218

    • [FCA CF] Benchmark submission and administration (6 Apr 2021 to 26 Jun 2025)
    • [FCA CF] Client dealing (6 Apr 2021 to 7 Apr 2021)
  • Huibert Arnold Vos

    IRN HAV01006

    • CF30 Customer (1 Nov 2009 to 25 Oct 2010)
  • Iain Leith Johnston Robertson

    IRN ILR01010

    • CF30 Customer (1 Oct 2010 to 24 Nov 2017)
  • Ian Jamieson

    IRN IXJ01050

    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF27 Partner (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF1 Chief Executive (since 9 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (1 Oct 2004 to 31 Oct 2007)
    • CF11 Money Laundering Reporting (1 Oct 2004 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (1 Oct 2004 to 31 Oct 2007)
    • CF3 Chief Executive (1 Oct 2004 to 8 Dec 2019)
    • CF4 Partner (1 Oct 2004 to 8 Dec 2019)
    • CF10 Compliance Oversight (1 Oct 2004 to 8 Dec 2019)
  • Jack Henshall

    IRN JXH01181

    • [FCA CF] Benchmark submission and administration (17 Oct 2022 to 26 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.