Date authorised
1 April 2013
Companies House
OC308682
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737
  • Complaints Contact

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Jean-Pierre Smith

    IRN JXS02676

    • CF30 Customer (23 Nov 2011 to 26 Aug 2016)
  • Joel Wheeler

    IRN JXW02573

    • CF30 Customer (14 Oct 2016 to 8 Dec 2019)
  • Johan Aksel Bergendorff

    IRN JAB01557

    • CF30 Customer (14 May 2014 to 26 Aug 2016)
  • John Michael Greenland

    IRN JMG01215

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (24 Dec 2014 to 8 Dec 2019)
    • CF30 Customer (1 Jul 2008 to 8 Dec 2019)
  • Jonathan Jody Jones

    IRN JJJ01039

    • SMF27 Partner (since 12 May 2023)
    • CF30 Customer (2 Jun 2014 to 8 Dec 2019)
  • Kenneth Brodie

    IRN KXB00429

    • [FCA CF] Benchmark submission and administration (1 May 2021 to 26 Jun 2025)
  • Man Kin Yang

    IRN MXY00079

    • [FCA CF] Client dealing (1 May 2021 to 2 May 2021)
    • [FCA CF] Benchmark submission and administration (1 May 2020 to 26 Jun 2025)
  • Matthew Alexander Robertson

    IRN MAR01208

    • CF30 Customer (1 Nov 2007 to 1 May 2009)
    • CF23 Corporate Finance Adviser (15 Feb 2005 to 31 Oct 2007)
  • Matthew John Hucker

    IRN MJH01527

    • CF30 Customer (1 Nov 2007 to 29 Nov 2013)
    • CF23 Corporate Finance Adviser (20 Apr 2007 to 31 Oct 2007)
  • Matthew Mowat

    IRN MXM00952

    • [FCA CF] Client dealing (6 Nov 2021 to 7 Nov 2021)
    • [FCA CF] Benchmark submission and administration (6 Nov 2021 to 26 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.