Date authorised
1 April 2013
Companies House
OC308682
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737
  • Complaints Contact

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Penelope Anne Ladkin-Brand

    IRN PAL01145

    • CF23 Corporate Finance Adviser (28 Dec 2005 to 30 Sep 2006)
  • Pieter Jacques Venter

    IRN PJV01039

    • CF30 Customer (1 Dec 2007 to 23 Jun 2010)
  • Richard Brumpton

    IRN RXB00695

    • [FCA CF] Benchmark submission and administration (1 Nov 2021 to 26 Jun 2025)
    • [FCA CF] Client dealing (1 May 2021 to 2 May 2021)
  • Sarah Barbour

    IRN SXB01032

    • SMF16 Compliance Oversight (since 12 May 2023)
  • Simon Nicholas George Small

    IRN SNS01030

    • CF30 Customer (11 Apr 2011 to 31 Oct 2011)
  • Stephen Maxwell

    IRN SXM01159

    • SMF27 Partner (since 11 Nov 2022)
  • Stuart James Coventry

    IRN SJC01264

    • SMF1 Chief Executive (since 14 Oct 2022)
    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (26 Jun 2008 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (23 May 2005 to 31 Oct 2007)
  • Thomas Richard Burton

    IRN TRB01051

    • SMF27 Partner (since 9 Dec 2019)
    • CF4 Partner (19 Nov 2014 to 8 Dec 2019)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF23 Corporate Finance Adviser (18 May 2006 to 31 Oct 2007)
  • William Gayford

    IRN WXG00057

    • SMF27 Partner (since 8 Aug 2025)
    • [FCA CF] Client dealing (1 May 2021 to 25 Jun 2025)

Recent activity

Updates to this firm's record on the FCA register.

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