Farrer Alexander Lascelles Pallin

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Bradesco Securities UK Limited
FRN 479707
- SMF3 Executive Director (since 18 Dec 2021)
- [FCA CF] Client dealing (since 9 Dec 2019)
- CF30 Customer (25 Feb 2019 to 8 Dec 2019)
Banco Santander, S.A. (no longer approved here)
FRN 136261
- CF30 Customer (31 Aug 2011 to 6 Mar 2016)
Jamieson Corporate Finance LLP (no longer approved here)
FRN 402740
- CF30 Customer (1 Mar 2010 to 31 Jan 2011)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.