Date authorised
1 April 2013
Companies House
OC308682
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737
  • Complaints Contact

    Southwest House
    11A Regent Street
    London
    SW1Y 4LR
    UNITED KINGDOM
    Phone
    +442033103737

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • . EC Jamieson Limited

    IRN XXE01011

    • CF4 Partner (1 Oct 2004 to 1 Sep 2016)
  • Adam Colley

    IRN AXC00887

    • [FCA CF] Benchmark submission and administration (1 May 2021 to 26 Jun 2025)
  • Adam James Nicholas Hall

    IRN AJH01350

    • CF4 Partner (26 Jun 2008 to 31 Mar 2011)
    • CF30 Customer (1 Nov 2007 to 31 Mar 2011)
    • CF23 Corporate Finance Adviser (9 Feb 2005 to 31 Oct 2007)
  • Alex Wilson

    IRN AXW00652

    • [FCA CF] Benchmark submission and administration (1 May 2021 to 26 Jun 2025)
  • Alison Dunning

    IRN AXD00619

    • [FCA CF] Client dealing (1 May 2022 to 2 May 2022)
    • [FCA CF] Benchmark submission and administration (1 May 2022 to 26 Jun 2025)
  • Andrew Benjamin Cox

    IRN ABC01059

    • SMF27 Partner (since 3 Feb 2020)
    • CF30 Customer (11 Mar 2013 to 8 Dec 2019)
  • Billy Henson

    IRN BXH00251

    • [FCA CF] Benchmark submission and administration (26 Apr 2021 to 26 Jun 2025)
    • [FCA CF] Client dealing (26 Apr 2021 to 27 Apr 2021)
  • Craig Mathews

    IRN CXM02110

    • CF30 Customer (1 Feb 2012 to 7 Mar 2013)
  • David Kirkpatrick

    IRN DXK01484

    • SMF27 Partner (since 14 Oct 2022)
    • CF30 Customer (28 Oct 2013 to 8 Dec 2019)
  • Eileen Cameron Jamieson

    IRN ECJ01016

    • SMF27 Partner (since 9 Dec 2019)
    • CF29 Significant management (1 Nov 2007 to 8 Dec 2019)
    • CF17 Significant Mgt (Other Business Operations) (25 May 2007 to 31 Oct 2007)
    • CF16 Significant Mgt (Desgntd Investment Business) (25 May 2007 to 31 Oct 2007)
    • CF4 Partner (25 May 2007 to 8 Dec 2019)
    • CF8 Apportionment and Oversight (25 May 2007 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.