James Hay WRAP Managers Limited

• Principal Place of Business

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

  Web

  https://www.jameshay.co.uk

• Complaints Contact

  Suite B & C

  First Floor

  Milford House

  43 - 55, Milford Street

  Salisbury

  Wiltshire

  SP1 2BP

  UNITED KINGDOM

  Phone

  +4403455212414

• Authorised to Operate

  For Eligible Counterparty, Professional, Retail (Investment)

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Holds Your Assets

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Keith Dignam

  IRN KXD01399

  • CF2 Non Executive Director (10 Sep 2014 to 13 Sep 2019)
• Kevin Anthony Farrell

  IRN KAF01053

  • CF10 Compliance Oversight (14 Jan 2008 to 27 Aug 2010)
• Laura Lee Green

  IRN LXM37710

  • [FCA CF] Significant management (since 26 Jun 2023)
• Lindsey Jayne Bowden

  IRN LJB01096

  • CF26 Customer Trading (24 Sep 2003 to 12 Dec 2003)
• Lisa Maher

  IRN LXM78576

  • [FCA CF] Functions requiring qualifications (4 May 2020 to 30 Jun 2021)
• Lisa Sainsbury

  IRN LXS01163

  • [FCA CF] Functions requiring qualifications (29 Jun 2021 to 30 Jun 2021)
  • [FCA CF] Manager of certification employee (6 Jul 2020 to 30 Jun 2021)
• Louis Petherick

  IRN LXP01287

  • SMF16 Compliance Oversight (since 1 Aug 2025)
  • SMF4 Chief Risk (since 1 Aug 2025)
• Louisa Barbara Mary King

  IRN LBE00004

  • SMF16 Compliance Oversight (9 Dec 2019 to 1 Nov 2021)
  • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 1 Nov 2021)
  • CF11 Money Laundering Reporting (14 May 2019 to 8 Dec 2019)
  • CF10 Compliance Oversight (14 Sep 2018 to 8 Dec 2019)
• Louise Gadbury

  IRN LXG56796

  • [FCA CF] Functions requiring qualifications (9 Dec 2019 to 1 Jun 2020)
• Marc Holt

  IRN MXH00489

  • [FCA CF] Material risk taker (30 Mar 2021 to 31 May 2021)

No changes recorded yet.