JA Financial Services Limited

Date authorised
1 April 2013
Companies House
05048148
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    11 The Elms
    Leek Wootton
    Warwick
    Warwickshire
    CV35 7RR
    UNITED KINGDOM
    Phone
    +4401285704000
    Web
    https://www.jafin.co.uk

  • Complaints Contact

    11 The Elms
    Leek Wootton
    Warwick
    Warwickshire
    CV35 7RR
    UNITED KINGDOM
    Phone
    +4401285704000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Buy-to-Let Mortgage Advice

  • Buy-to-Let Mortgage Arranging

  • Investment Advice (no pensions)

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Advice

    For Customer, Regulated mortgage contract

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

  • Mortgage Arranging

    For Customer, Regulated mortgage contract

  • Buy-to-Let Start Date

  • Buy-to-Let Status

  • Credit Brokering

  • Debt Advice

    Show 1 limitation
    • · This permission is limited to debt counselling with no debt management activity

  • Mortgage Setup

    For Customer, Regulated mortgage contract

  • Investment Setup

    For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Amy Keane

    IRN AXK00924

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 1 Aug 2024)
  • Andrew David Farrow

    IRN ADF01063

    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 26 Aug 2016)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2021)
    • [PRA CF] Key function holder (9 Dec 2019 to 25 Mar 2021)
    • CF1 Director (19 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2011 to 29 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Mar 2006 to 21 Dec 2009)
    • Responsible for Insurance Mediation (16 Mar 2006 to 21 Dec 2009)
    • CF8 Apportionment and Oversight (16 Mar 2006 to 31 Mar 2009)
  • Jacqueline Ann Farrow

    IRN JAW01235

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF3 Executive Director (since 9 Dec 2019)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2021)
    • Responsible for Insurance Mediation (21 Dec 2009 to 30 Sep 2018)
    • CF1 Director (16 Mar 2006 to 8 Dec 2019)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.