Andrew David Farrow

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • JA Financial Services Limited

    FRN 447379

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • SMF16 Compliance Oversight (since 28 Jul 2021)
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsibility for MCD Intermediation (since 26 Aug 2016)
    • [PRA CF] Key function holder (9 Dec 2019 to 25 Mar 2021)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2021)
    • CF1 Director (19 Feb 2011 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (19 Feb 2011 to 29 Jan 2013)
    • CF30 Customer (1 Nov 2007 to 21 Dec 2009)
    • CF8 Apportionment and Oversight (16 Mar 2006 to 31 Mar 2009)
    • Responsible for Insurance Mediation (16 Mar 2006 to 21 Dec 2009)
    • CF21 Investment Adviser (16 Mar 2006 to 31 Oct 2007)
    • CF10 Compliance Oversight (16 Mar 2006 to 21 Dec 2009)
  • Foster Denovo Limited (no longer approved here)

    FRN 462728

    • CF30 Customer (19 Nov 2009 to 31 Dec 2010)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF21 Investment Adviser (22 Nov 2005 to 15 Mar 2006)
    • CF1 Director (AR) (1 Jun 2005 to 15 Mar 2006)
    • CF22 Investment Adviser (Trainee) (1 Jun 2005 to 22 Nov 2005)
  • JA Financial Services ltd (no longer approved here)

    FRN 409653

    • (2)Employed By (19 Jan 2005 to 15 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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