Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • 18. Administrative functions in relation to effecting or carrying out contracts of insurance which are life policies
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • [FCA CF] Functions requiring qualifications (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • [FCA CF] Manager of certification employee (9 Dec 2019 to 25 Mar 2021)
    • Responsible for Insurance Mediation (21 Dec 2009 to 30 Sep 2018)
    • CF1 Director (16 Mar 2006 to 8 Dec 2019)
  • Openwork Limited (no longer approved here)

    FRN 408285

    • CF1 Director (AR) (1 Jun 2005 to 15 Mar 2006)
  • JA Financial Services ltd (no longer approved here)

    FRN 409653

    • (3)Employed By (31 Oct 2004 to 15 Mar 2006)

Recent activity

Updates to this individual's record on the FCA register.

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