J. Safra Sarasin Asset Management (Europe) Ltd

• Principal Place of Business

  47 Berkeley Square

  London

  W1J 5AU

  UNITED KINGDOM

  Phone

  +442039649000

• Complaints Contact

  47 Berkeley Square

  London

  W1J 5AU

  UNITED KINGDOM

  Phone

  +442039649000

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Private Investment Funds

• Manages Your Portfolio

  For Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adam Chaplin

  IRN AXC00665

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Feb 2022 to 31 Mar 2024)
  • SMF16 Compliance Oversight (10 Feb 2022 to 31 Mar 2024)
  • [FCA CF] Client dealing (1 Jun 2021 to 31 Mar 2024)
  • [FCA CF] Significant management (1 Jun 2021 to 31 Mar 2024)
  • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 Mar 2024)
• Benjamin Eric Berenson

  IRN BEB01015

  • CF30 Customer (16 Jul 2014 to 13 Jan 2015)
• Christopher James Deazeley

  IRN CJD01066

  • CF30 Customer (5 Dec 2011 to 30 Nov 2012)
• Claude Steele

  IRN CXS02099

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
• David Jonathan Miles

  IRN DJM01356

  • [FCA CF] Client dealing (since 7 Nov 2022)
  • [FCA CF] Manager of certification employee (since 7 Nov 2022)
  • [FCA CF] Significant management (since 7 Nov 2022)
  • [FCA CF] Material risk taker (7 Nov 2022 to 8 Nov 2022)
• Deepak Arora

  IRN DXA00401

  • SMF16 Compliance Oversight (since 27 Jun 2024)
  • SMF17 Money Laundering Reporting Officer (MLRO) (since 27 Jun 2024)
• Dilakshan Asokakumar

  IRN DXA00116

  • [FCA CF] Client dealing (7 Nov 2022 to 9 May 2024)
• Elliott Brown

  IRN EXB00221

  • [FCA CF] Client dealing (1 Sep 2021 to 25 Feb 2022)
• Eric Bajeux

  IRN EXB75911

  • [FCA CF] Client dealing (since 27 Feb 2025)
• Gareth Jollands

  IRN GXJ00201

  • [FCA CF] Client dealing (since 5 Jan 2026)

No changes recorded yet.