Adam Chaplin

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • J. Safra Sarasin Asset Management (Europe) Ltd (no longer approved here)

    FRN 538254

    • SMF16 Compliance Oversight (10 Feb 2022 to 31 Mar 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (10 Feb 2022 to 31 Mar 2024)
    • [FCA CF] Client dealing (1 Jun 2021 to 31 Mar 2024)
    • [FCA CF] Manager of certification employee (1 Jun 2021 to 31 Mar 2024)
    • [FCA CF] Significant management (1 Jun 2021 to 31 Mar 2024)

Recent activity

Updates to this individual's record on the FCA register.

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