Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Caxton Associates LLP
FRN 504390
- SMF27 Partner (since 21 Apr 2026)
- [FCA CF] Material risk taker (since 11 Jul 2025)
- [FCA CF] Client dealing (since 9 Dec 2019)
- [FCA CF] Material risk taker (9 Dec 2019 to 21 Jul 2022)
- CF30 Customer (29 Dec 2016 to 8 Dec 2019)
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- CF30 Customer (5 Dec 2011 to 30 Nov 2012)
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- CF27 Investment Management (23 Oct 2003 to 2 Dec 2003)
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- CF27 Investment Management (1 Dec 2001 to 20 Dec 2002)
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- CF27 Investment Management (1 Dec 2001 to 20 Dec 2002)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.