J ROTHSCHILD CAPITAL MANAGEMENT LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Private Investment Funds

Senior staff personally approved by the FCA to hold their roles here.

Richard Sean Lewis
IRN RSL01064
- SMF16 Compliance Oversight (since 30 Jun 2025)
- SMF17 Money Laundering Reporting Officer (MLRO) (since 30 Jun 2025)
Roberto Giordano Abbondati
IRN RGA01039
- CF30 Customer (15 Jul 2013 to 13 Jul 2018)
Roberto Ruhman
IRN RXR01576
- CF30 Customer (28 Jan 2014 to 1 Jan 2016)
- CF1 Director (28 Jan 2014 to 1 Jan 2016)
- CF2 Non Executive Director (28 Nov 2013 to 28 Jan 2014)
Ron Yedidia Tabbouche
IRN RYT01001
- SMF3 Executive Director (9 Dec 2019 to 2 Nov 2023)
- CF1 Director (24 Sep 2012 to 8 Dec 2019)
- CF30 Customer (24 Sep 2012 to 8 Dec 2019)
Rosscoe Kevin Denis Deasy
IRN RKD01016
- CF30 Customer (11 Jul 2008 to 9 Oct 2009)
Sascha Klamp
IRN SXK01436
- CF30 Customer (1 Nov 2007 to 31 Dec 2008)
- CF21 Investment Adviser (2 Oct 2007 to 31 Oct 2007)
Simon Clinch
IRN SAC01108
- CF30 Customer (26 Jun 2009 to 14 Feb 2012)
Simon David Pitcher
IRN SDP01105
- [FCA CF] Client dealing (8 Mar 2022 to 31 Mar 2025)
- [FCA CF] Material risk taker (1 Jan 2020 to 8 Mar 2022)
- CF30 Customer (25 Jul 2012 to 8 Dec 2019)
Stephen Daniel Healy
IRN SDH01134
- CF30 Customer (7 Mar 2013 to 25 Mar 2013)
Syed Ali Jaffery
IRN SXJ00388
- [FCA CF] Client dealing (21 Dec 2022 to 18 Mar 2024)

Smaller firms operating under this firm's FCA authorisation.

TGVS (UK) LLP (no longer appointed)
FRN 601027 · Appointed 15 May 2013 · Until 10 Jul 2023
Renshaw Bay LLP (no longer appointed)
FRN 551243 · Appointed 17 May 2011 · Until 25 Nov 2011

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.