J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Deirdre Hogan

  IRN DXH00202

  • [FCA CF] Significant management (28 Oct 2020 to 31 Mar 2023)
  • [FCA CF] Material risk taker (28 Oct 2020 to 31 Mar 2023)
• Ellen Elizabeth Cusiter

  IRN EXC00291

  • [FCA CF] Client dealing (since 11 Dec 2024)
• Emery Ray Brewer

  IRN ERB01035

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 May 2010 to 8 Dec 2019)
• Emilio Gonzalez

  IRN EXG01268

  • SMF9 Chair of the Governing Body (16 Dec 2019 to 23 Jun 2020)
  • SMF1 Chief Executive (9 Dec 2019 to 16 Dec 2019)
  • SMF3 Executive Director (9 Dec 2019 to 16 Dec 2019)
  • CF1 Director (3 Sep 2018 to 8 Dec 2019)
  • CF3 Chief Executive (3 Sep 2018 to 8 Dec 2019)
  • CF2 Non Executive Director (14 Feb 2018 to 3 Sep 2018)
• Eoghan Reid

  IRN EXR81587

  • [FCA CF] Client dealing (19 May 2022 to 24 May 2024)
• Evelyn Ruth Nash

  IRN ERN01002

  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2021)
  • [FCA CF] Material risk taker (9 Dec 2019 to 30 Nov 2021)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Mar 2007 to 31 Oct 2007)
• Faye Richards

  IRN FLR00007

  • CF30 Customer (23 Apr 2010 to 1 Oct 2011)
• Freeman Akim Spencer Le Page

  IRN FXL00028

  • [FCA CF] Client dealing (1 Mar 2021 to 30 Nov 2023)
• Gavin Mark Rochussen

  IRN GMR01053

  • CF3 Chief Executive (3 Nov 2008 to 17 Jan 2017)
  • CF1 Director (3 Nov 2008 to 17 Jan 2017)
• Gavin White

  IRN GXW00087

  • [FCA CF] Manager of certification employee (9 Dec 2019 to 30 Nov 2023)
  • [FCA CF] Client dealing (9 Dec 2019 to 30 Nov 2023)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.