J O Hambro Capital Management Limited

• Principal Place of Business

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

  Web

  https://www.johcm.co.uk

• Complaints Contact

  1 St. James's Market

  London

  SW1Y 4AH

  UNITED KINGDOM

  Phone

  +442077475678

• Investment Advice (no pensions)

  For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

  Show 1 limitation Hide limitations

  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Runs Investment Funds

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• Manages Your Portfolio

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

  Show 2 limitations Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
  • · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.

• George Hariton Embiricos

  IRN GHE01002

  • CF1 Director (AR) (3 Oct 2003 to 30 Jun 2004)
• Gordon Chester Elvey

  IRN GCE01006

  • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
  • CF27 Investment Management (31 Mar 2007 to 31 Oct 2007)
• Graham Warner

  IRN GXW01161

  • Responsible for Insurance Mediation (15 May 2006 to 31 Dec 2012)
  • CF19 Significant Mgt (Financial Resources) (1 Dec 2001 to 24 Jul 2007)
  • CF13 Finance (1 Dec 2001 to 24 Jul 2007)
  • CF1 Director (1 Dec 2001 to 31 Dec 2012)
• Ivo Stoyanov Kovachev

  IRN ISK01006

  • [FCA CF] Manager of certification employee (since 1 Dec 2023)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • CF30 Customer (4 May 2010 to 8 Dec 2019)
• JASMEET SINGH MUNDAY

  IRN JSM01247

  • [FCA CF] Material risk taker (since 1 Jan 2025)
  • [FCA CF] Client dealing (since 8 Dec 2023)
• Jack Firth

  IRN JXF00725

  • [FCA CF] Client dealing (since 7 Oct 2025)
• James Alexander Lowen

  IRN JAL01096

  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Client dealing (since 9 Dec 2019)
  • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
  • CF27 Investment Management (31 Mar 2007 to 31 Oct 2007)
• James Allcorn-Austen

  IRN JXA00110

  • [FCA CF] Client dealing (since 9 Dec 2019)
• James Daryl Hambro

  IRN JDH01067

  • CF2 Non Executive Director (1 Nov 2016 to 14 Oct 2019)
  • CF1 Director (1 Dec 2001 to 1 Nov 2016)
• James Fraser Syme

  IRN JFS01066

  • [FCA CF] Client dealing (since 9 Dec 2019)
  • [FCA CF] Material risk taker (since 9 Dec 2019)
  • [FCA CF] Manager of certification employee (2 Dec 2021 to 31 Aug 2024)
  • CF30 Customer (16 May 2011 to 8 Dec 2019)

• George Hariton Embiricos (no longer appointed)

  FRN 226209 · Appointed 9 Jul 2003 · Until 30 Jun 2004

• Brooke & Partners (no longer appointed)

  FRN 181258 · Appointed 2 May 1996 · Until 2 May 1996

No changes recorded yet.