ITI Capital Limited

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FRN: 171487
Date authorised: 1 April 2013
Companies House: 02926252
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

Web

https://www.iticapital.com
Complaints Contact

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Geoffrey Walsh
IRN GXW01189
- CF11 Money Laundering Reporting (10 Jun 2008 to 14 Sep 2009)
- CF1 Director (10 Jun 2008 to 14 Sep 2009)
- CF10 Compliance Oversight (10 Jun 2008 to 14 Sep 2009)
George Ian Jess
IRN GIJ01004
- CF20 Significant Mgt (Settlements) (6 Jun 2005 to 29 Jul 2005)
Giles Roderick McGregor Elliott
IRN GRE01016
- CF3 Chief Executive (17 Nov 2009 to 5 Nov 2010)
- CF1 Director (17 Nov 2009 to 5 Nov 2010)
- CF2 Non Executive Director (6 Dec 2007 to 29 Sep 2009)
Gina-Leigh Johnston
IRN GXJ01339
- CF28 Systems and controls (11 Dec 2017 to 27 Dec 2018)
Gleb Borisovich Yakovlev
IRN GBY01000
- CF30 Customer (11 Nov 2017 to 22 Jun 2018)
Glen Pearson
IRN GXP01358
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF26 Customer Trading (17 Sep 2007 to 31 Oct 2007)
Glen Ward
IRN GXW01174
- CF30 Customer (1 Nov 2007 to 20 Jul 2009)
- CF21 Investment Adviser (12 Apr 2006 to 31 Oct 2007)
Gordon Maurice Wood
IRN GMW01096
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (3 Oct 2007 to 31 Oct 2007)
Graham Stuart Cottis
IRN GSC01033
- CF30 Customer (6 Jan 2018 to 9 Sep 2019)
Gregory Kallinikos
IRN GXK01188
- CF30 Customer (1 Nov 2007 to 30 Apr 2010)
- CF23 Corporate Finance Adviser (14 Jun 2007 to 31 Oct 2007)
- CF26 Customer Trading (17 Jul 2006 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

ETC Management Ltd (no longer appointed)
FRN 928449 · Appointed 24 Jun 2020 · Until 13 Jan 2022
ITI Digital Ltd (no longer appointed)
FRN 928029 · Appointed 17 Jun 2020 · Until 29 Oct 2021
Pierre Iseux (no longer appointed)
FRN 826355 · Appointed 19 Nov 2018 · Until 1 Oct 2021
Dabbl Group Limited (no longer appointed)
FRN 767263 · Appointed 14 Dec 2016 · Until 18 May 2017
COZFX Limited (no longer appointed)
FRN 757996 · Appointed 8 Sep 2016 · Until 1 Aug 2017
Stone Forex Markets Limited (no longer appointed)
FRN 757995 · Appointed 8 Sep 2016 · Until 1 Aug 2017
Oma Broker LTD (no longer appointed)
FRN 753327 · Appointed 20 Jul 2016 · Until 1 Aug 2017
MDB Capital Limited (no longer appointed)
FRN 609384 · Appointed 29 Oct 2013 · Until 8 Dec 2016
Multi Options Limited (no longer appointed)
FRN 591139 · Appointed 13 Nov 2012 · Until 31 Dec 2021
CB London Capital Limited (no longer appointed)
FRN 589450 · Appointed 9 Oct 2012 · Until 11 Mar 2015

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.