ITI Capital Limited

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FRN: 171487
Date authorised: 1 April 2013
Companies House: 02926252
Last scraped: 3 weeks ago

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Addresses

The contact details this firm has registered with the FCA.

Principal Place of Business

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

Web

https://www.iticapital.com
Complaints Contact

38 Threadneedle Street

Level 3

London

EC2R 8AY

UNITED KINGDOM

Phone

+4402075628000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Eligible Counterparty, Professional, Retail (Investment)
Investment Advice (no pensions)

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Stockbroking

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
- · Unable to: (i) hold financial instruments for own account unless it meets the 'matched principal exemption conditions' as defined in the FSA's Glossary of defined expressions used in the FSA's Handbook and (ii) underwrite MiFID financial instruments and/or place MiFID financial instruments on a firm commitment basis
Investment Setup

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Manages Your Portfolio

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
Holds Your Assets

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

Adrian Martin McGrath
IRN AMM01111
- CF28 Systems and controls (1 Nov 2007 to 14 May 2010)
- CF14 Risk Assessment (29 Aug 2006 to 31 Oct 2007)
Alasdair Robert Cairns Sutherland
IRN ARS01050
- [FCA CF] Client dealing (9 Dec 2019 to 28 Jul 2022)
- CF30 Customer (9 Dec 2017 to 8 Dec 2019)
Alexander Benjamin Bonnici
IRN ABB00013
- CF30 Customer (6 May 2008 to 19 Mar 2009)
Alexander John MacKinnon
IRN AJM01319
- CF1 Director (18 Mar 2009 to 13 May 2010)
- CF29 Significant management (18 Feb 2008 to 13 May 2010)
- CF30 Customer (1 Nov 2007 to 13 May 2010)
- CF21 Investment Adviser (18 Feb 2004 to 31 Oct 2007)
Alexander William Durham Wilkinson
IRN AWW01031
- CF1 Director (10 Apr 2006 to 18 Sep 2006)
- CF17 Significant Mgt (Other Business Operations) (10 Apr 2006 to 18 Sep 2006)
- CF21 Investment Adviser (10 Apr 2006 to 18 Sep 2006)
Alexey Saltykov
IRN AXS03804
- CF30 Customer (11 Nov 2017 to 8 Dec 2019)
Allen Keith Nash
IRN AKN01009
- CF20 Significant Mgt (Settlements) (14 Dec 2004 to 10 Oct 2005)
Aman Ullah Siddiqui
IRN AXS01850
- CF3 Chief Executive (AR) (9 Aug 2016 to 18 May 2017)
- CF1 Director (AR) (9 Aug 2016 to 18 May 2017)
- CF30 Customer (1 Nov 2007 to 30 May 2008)
- CF21 Investment Adviser (23 Nov 2004 to 31 Oct 2007)
- CF22 Investment Adviser (Trainee) (18 Oct 2004 to 31 Jan 2006)
Amarpreet Singh Randhawa
IRN ASR01055
- CF3 Chief Executive (AR) (2 Jan 2008 to 17 Nov 2008)
- CF1 Director (AR) (2 Jan 2008 to 17 Nov 2008)
- CF30 Customer (2 Jan 2008 to 17 Nov 2008)
Andrew Anthony Moreno
IRN AAM01107
- CF30 Customer (1 Nov 2007 to 30 Apr 2011)
- CF26 Customer Trading (16 Sep 2005 to 31 Oct 2007)
- CF21 Investment Adviser (16 Sep 2005 to 31 Oct 2007)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

New Kensington Capital Limited (no longer appointed)
FRN 493107 · Appointed 17 Dec 2008 · Until 22 Jun 2009
GL Trade Ltd (no longer appointed)
FRN 492586 · Appointed 8 Dec 2008 · Until 8 Aug 2012
Oceanus Investments Ltd (no longer appointed)
FRN 469415 · Appointed 3 Dec 2007 · Until 17 Nov 2008
European American Equities (no longer appointed)
FRN 459041 · Appointed 25 Oct 2006 · Until 30 Jun 2008
Buttonwood Holding International Ltd (no longer appointed)
FRN 456412 · Appointed 24 Aug 2006 · Until 9 Oct 2006
Institutional Cash Distributors Ltd (no longer appointed)
FRN 455328 · Appointed 31 Jul 2006 · Until 31 Oct 2010
ODL Fixed Income LLP (no longer appointed)
FRN 433846 · Appointed 9 Jun 2005 · Until 8 Jun 2006
W.H. Thorne Ltd (no longer appointed)
FRN 429439 · Appointed 11 Mar 2005 · Until 30 Nov 2011

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.

What it all means

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.