Itc Compliance Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

P2P Lending Advice

For Commercial, Retail (Non-Investment Insurance)
Investment Advice (no pensions)

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Investments

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Insurance Admin

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Credit Brokering
Stockbroking

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts
Debt Negotiation
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- · This permission is limited to debt adjusting which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance
Debt Plan Admin
Debt Advice
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- · This permission is limited to debt counselling which is provided in connection with the whole or partial settlement of credit agreements for vehicle finance.
Consumer Hire
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- · Limited to consumer hire not secured on land
Consumer Hire Servicing
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- · Limited to consumer hire not secured on land
Investment Setup

For Commercial, Retail (Non-Investment Insurance), Non-investment insurance contracts

Senior staff personally approved by the FCA to hold their roles here.

James Ackrill
IRN JXA01573
- CF1 Director (AR) (14 Aug 2009 to 27 Jul 2012)
James Alexander Lawrie
IRN JAL01173
- CF1 Director (AR) (13 Apr 2007 to 5 Jan 2018)
James Anthony Mullins
IRN JAM01349
- CF1 Director (AR) (18 Aug 2008 to 31 Jul 2011)
James Anthony Shehan
IRN JAS01365
- CF7 Sole Trader (AR) (31 Aug 2005 to 26 Sep 2006)
James Bown
IRN JWB01163
- CF1 Director (AR) (4 Oct 2006 to 20 Oct 2011)
James Brocklehurst
IRN JXB02403
- CF4 Partner (AR) (14 Jan 2008 to 23 Oct 2010)
James Christopher Boyce
IRN JCB00022
- CF1 Director (AR) (13 Nov 2012 to 19 Mar 2019)
James Condon
IRN JXC02236
- CF1 Director (AR) (23 Dec 2008 to 5 Nov 2009)
James D Murphy
IRN JDM01220
- CF1 Director (AR) (8 Apr 2011 to 13 Apr 2011)
James Daniel Cassidy
IRN JXC00363
- CF1 Director (AR) (since 9 Feb 2021)

Smaller firms operating under this firm's FCA authorisation.

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.