Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- SMF3 Executive Director (31 Mar 2025 to 29 Oct 2025)
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- SMF29 Limited scope function (limited scope SMCR firms only) (31 Mar 2025 to 29 Oct 2025)
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- SMF29 Limited scope function (limited scope SMCR firms only) (31 Mar 2025 to 29 Oct 2025)
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- SMF29 Limited scope function (limited scope SMCR firms only) (31 Mar 2025 to 29 Oct 2025)
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- SMF29 Limited scope function (limited scope SMCR firms only) (31 Mar 2025 to 29 Oct 2025)
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- (1)Employed By (22 Mar 2021 to 8 Nov 2021)
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- (1)Employed By (22 Mar 2021 to 8 Nov 2021)
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- Employed By (22 Mar 2021 to 8 Nov 2021)
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- (1)Employed By (22 Mar 2021 to 8 Nov 2021)
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- SMF17 Money Laundering Reporting Officer (MLRO) (30 Apr 2020 to 8 Nov 2021)
- SMF16 Compliance Oversight (9 Dec 2019 to 8 Nov 2021)
- SMF3 Executive Director (9 Dec 2019 to 8 Nov 2021)
- Responsible for Insurance Distribution (1 Oct 2018 to 8 Nov 2021)
- CF10 Compliance Oversight (7 Apr 2017 to 8 Dec 2019)
- CF1 Director (12 Dec 2014 to 8 Dec 2019)
- CF1 Director (AR) (23 May 2011 to 8 Nov 2021)
- Responsible for Insurance Mediation (28 Feb 2008 to 30 Sep 2018)
- CF8 Apportionment and Oversight (28 Feb 2008 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.