Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Ricardo Magalhães Rola

  IRN RXR75290

  • [FCA CF] Material risk taker (7 Mar 2017 to 27 Sep 2021)
• Ricardo Villela Marino

  IRN RXV01187

  • CF2 Non Executive Director (18 Dec 2012 to 6 Mar 2016)
• Rita Rodrigues Ferreira Carvalho

  IRN RXF00181

  • Director of firm who is not a certification employee or a SMF manager (1 Jan 2022 to 8 Jan 2025)
• Robert Mark Pickering

  IRN RMP01053

  • SMF10 Chair of the Risk Committee (30 Sep 2020 to 24 Sep 2021)
  • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 24 Sep 2021)
  • CF2 Non Executive Director (18 Dec 2012 to 6 Mar 2016)
• Rodolfo Dejon Souza Dias

  IRN RDD01030

  • [FCA CF] Client dealing (since 7 Mar 2017)
  • [FCA CF] Manager of certification employee (since 7 Mar 2017)
  • [FCA CF] Material risk taker (7 Mar 2017 to 22 Feb 2023)
  • CF30 Customer (6 Jan 2014 to 6 Mar 2016)
• Romulo Magalhães Brasil

  IRN RXB01026

  • [FCA CF] Client dealing (since 21 Feb 2025)
• Samuel Bennett Shockley

  IRN SXS75291

  • [FCA CF] Client dealing (13 Nov 2017 to 31 Jul 2020)
• Sebastian Correa

  IRN SXC03229

  • [FCA CF] Client dealing (since 20 Apr 2026)
• Sergio Ribeiro da Costa Werlang

  IRN SXR01937

  • CF2 Non Executive Director (18 Dec 2012 to 1 Feb 2013)
• Shahina Kasak

  IRN SXK75292

  • [FCA CF] Material risk taker (7 Mar 2017 to 31 Mar 2021)

No changes recorded yet.