Itau BBA International PLC

• Principal Place of Business

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

  Web

  https://www.itau.com.br/itaubba-en/international

• Complaints Contact

  Itau BBA International plc

  100 Liverpool Street

  Level 2

  London

  EC2M 2AT

  UNITED KINGDOM

  Phone

  +4402070704339

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

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  • · Wholesale business only

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • · The firm, in carrying out this regulated activity, is limited to entering into transactions in a manner which, if the firm was an unauthorised person, would come within article 16 of the RAO.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stephan Cooreman Barbosa

  IRN SXB03977

  • [FCA CF] Client dealing (since 27 Feb 2025)
• Thais Calaça Pontes

  IRN TXC00522

  • [FCA CF] Client dealing (since 2 Oct 2025)
• Thomas Campion

  IRN TXC01429

  • SMF1 Chief Executive (since 28 Feb 2020)
  • [FCA CF] Client dealing (7 Mar 2017 to 28 Feb 2020)
  • [FCA CF] Manager of certification employee (7 Mar 2017 to 28 Feb 2020)
  • [FCA CF] Material risk taker (7 Mar 2017 to 28 Feb 2020)
  • [FCA CF] Significant management (7 Mar 2017 to 22 Feb 2019)
  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• Valerie Venutolo

  IRN VXV01114

  • CF30 Customer (13 Aug 2014 to 3 Aug 2015)
• Veridiana Gomes Caldas Gutierres

  IRN VGG01005

  • CF30 Customer (18 Dec 2012 to 6 Mar 2016)
• Victor Juca Martins

  IRN VXM00240

  • [FCA CF] Client dealing (since 9 Sep 2025)
• Vitor Mendes Peixoto

  IRN VXP00237

  • [FCA CF] Client dealing (since 23 Apr 2026)
• William Holmes

  IRN WRH01015

  • SMF10 Chair of the Risk Committee (since 2 Aug 2021)
  • SMF11 Chair of the Audit Committee (6 Feb 2023 to 17 Mar 2023)
• eduardo jose puebla rabanal

  IRN EJP01070

  • [FCA CF] Manager of certification employee (22 Feb 2020 to 7 Jan 2026)
  • [FCA CF] Client dealing (7 Mar 2017 to 19 Oct 2021)
  • [FCA CF] Material risk taker (7 Mar 2017 to 22 Feb 2023)
  • [FCA CF] Significant management (7 Mar 2017 to 22 Feb 2019)
  • CF30 Customer (12 Sep 2014 to 6 Mar 2016)
• eduardo salinas mendizabal

  IRN EXS01533

  • CF30 Customer (22 Aug 2014 to 6 Mar 2016)

No changes recorded yet.