Robert Mark Pickering

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • WINTERFLOOD SECURITIES LIMITED

    FRN 141455

    • SMF13 Chair of the Nominations Committee (since 11 Dec 2025)
    • SMF9 Chair of the Governing Body (since 11 Dec 2025)
  • Marex Financial

    FRN 442767

    • SMF9 Chair of the Governing Body (since 5 Jan 2024)
    • SMF13 Chair of the Nominations Committee (since 5 Jan 2024)
    • Director of firm who is not a certification employee or a SMF manager (since 13 Sep 2021)
    • SMF14 Senior Independent Director (4 Mar 2022 to 5 Jan 2024)
  • Itau BBA International PLC (no longer approved here)

    FRN 575225

    • SMF10 Chair of the Risk Committee (30 Sep 2020 to 24 Sep 2021)
    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 24 Sep 2021)
    • CF2 Non Executive Director (18 Dec 2012 to 6 Mar 2016)
  • CLSA (UK) (no longer approved here)

    FRN 140836

    • CF2 Non Executive Director (2 Jul 2014 to 30 Jun 2017)

Recent activity

Updates to this individual's record on the FCA register.

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