Date authorised
1 April 2013
Companies House
06387449
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18/19 Albemarle Street
    London
    W1S 4HR
    UNITED KINGDOM
    Phone
    +4402034051040
  • Complaints Contact

    18/19 Albemarle Street
    London
    W1S 4HR
    UNITED KINGDOM
    Phone
    +4402034051040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Emily May

    IRN EXH00201

    • SMF16 Compliance Oversight (since 17 Nov 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 17 Nov 2023)
    • [FCA CF] Manager of certification employee (since 10 Aug 2023)
    • [FCA CF] Client dealing (since 25 Mar 2022)
  • Emma Mills

    IRN EXM00299

    • [FCA CF] Manager of certification employee (since 1 Apr 2024)
    • [FCA CF] Client dealing (since 20 Sep 2022)
  • Eva Fullen

    IRN EXF00232

    • [FCA CF] Client dealing (since 2 Dec 2025)
  • Gary Patrick Couch

    IRN GPC01075

    • Director of firm who is not a certification employee or a SMF manager (since 18 Aug 2020)
  • Gavin Stephen Brown

    IRN GSB01088

    • CF11 Money Laundering Reporting (1 May 2009 to 22 May 2009)
    • CF10 Compliance Oversight (1 May 2009 to 22 May 2009)
    • CF1 Director (1 May 2009 to 22 May 2009)
  • Guy Daniel Wyles

    IRN GDW01072

    • CF30 Customer (10 Jan 2018 to 23 Mar 2018)
  • Harvey Hailey-Wiltshire

    IRN HXH00228

    • [FCA CF] Client dealing (14 Jul 2023 to 5 Sep 2024)
  • Heath Davies

    IRN HAD01016

    • SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
    • CF30 Customer (29 Aug 2018 to 8 Dec 2019)
    • CF1 Director (29 Aug 2018 to 8 Dec 2019)
  • Henry Hudson

    IRN HXH00346

    • [FCA CF] Client dealing (since 25 Nov 2025)
  • Ianjit Bhatti

    IRN IXB01539

    • CF30 Customer (30 Jan 2017 to 13 Jul 2018)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.