Date authorised
1 April 2013
Companies House
06387449
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    18/19 Albemarle Street
    London
    W1S 4HR
    UNITED KINGDOM
    Phone
    +4402034051040
  • Complaints Contact

    18/19 Albemarle Street
    London
    W1S 4HR
    UNITED KINGDOM
    Phone
    +4402034051040

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Private Investment Funds

  • Manages Your Portfolio

    For Professional, Retail (Investment), Certificates representing certain security, Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Isabella Anne Muncaster

    IRN IXM00275

    • [FCA CF] Client dealing (14 Jul 2023 to 2 Dec 2025)
  • Jack Donal Collins

    IRN JXC00607

    • [FCA CF] Client dealing (8 Jan 2021 to 4 Aug 2023)
  • Jack Murphy

    IRN JXM01026

    • SMF3 Executive Director (since 30 Sep 2025)
    • [FCA CF] Client dealing (since 25 Mar 2022)
    • [FCA CF] Manager of certification employee (since 25 Mar 2022)
  • Jasmine Dawson

    IRN JXD01113

    • [FCA CF] Client dealing (since 2 Dec 2025)
  • Joseph Michael McCarthy

    IRN JMM01149

    • SMF1 Chief Executive (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • CF3 Chief Executive (1 May 2009 to 8 Dec 2019)
    • CF30 Customer (1 May 2009 to 8 Dec 2019)
    • CF1 Director (1 May 2009 to 8 Dec 2019)
  • Michael Wayne Davis

    IRN MWD01056

    • CF11 Money Laundering Reporting (27 Sep 2010 to 28 Sep 2012)
    • CF1 Director (27 Sep 2010 to 28 Sep 2012)
    • CF10 Compliance Oversight (27 Sep 2010 to 28 Sep 2012)
  • Patrick Charles Donnelly

    IRN PXD00360

    • [FCA CF] Client dealing (since 4 Sep 2023)
  • Pilar Garcia Sanz

    IRN PXG00400

    • [FCA CF] Client dealing (since 21 Aug 2023)
  • Rebekka Korkka

    IRN RXK00264

    • [FCA CF] Client dealing (25 Mar 2022 to 1 Apr 2022)
  • Richard Charles Edkins

    IRN RXE00070

    • [FCA CF] Manager of certification employee (21 Aug 2023 to 15 Aug 2024)
    • [FCA CF] Client dealing (9 Dec 2019 to 15 Aug 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.