Heath Davies

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

BARCLAYS INVESTMENT SOLUTIONS LIMITED
FRN 155595
- [FCA CF] Manager of certification employee (since 5 Feb 2024)
ISLANDBRIDGE CAPITAL LIMITED (no longer approved here)
FRN 491377
- SMF3 Executive Director (9 Dec 2019 to 9 Dec 2019)
- CF30 Customer (29 Aug 2018 to 8 Dec 2019)
- CF1 Director (29 Aug 2018 to 8 Dec 2019)
HSBC Alternative Investments Limited (no longer approved here)
FRN 170423
- CF30 Customer (18 Jan 2016 to 8 Jul 2018)
SIGNET CAPITAL MANAGEMENT LIMITED (no longer approved here)
FRN 222755
- CF3 Chief Executive (5 Nov 2009 to 1 Jul 2010)
- CF1 Director (10 Aug 2009 to 13 Aug 2012)
- CF30 Customer (1 Nov 2007 to 28 Feb 2015)
- CF21 Investment Adviser (1 May 2007 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.