Date authorised
1 April 2013
Companies House
03981512
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Isio
    3 Noble Street
    London
    City Of London
    EC2V 7EE
    UNITED KINGDOM
    Phone
    +447500993506
  • Complaints Contact

    Isio
    3 Noble Street
    London
    City Of London
    EC2V 7EE
    UNITED KINGDOM
    Phone
    +447500993506

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Authorised to Operate

    For Commercial, Eligible Counterparty, Professional

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Arranges Investments

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Arranges Asset Safekeeping

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Investment Setup

    For Commercial, Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Non-investment insurance contracts, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.
  • Manages Your Portfolio

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Life Policy, Option (excluding a commodity option and an option on a commodity future), Personal pension scheme, Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Stakeholder pension scheme, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Lara Christina Sania Van Poeteren

    IRN LXV01093

    • CF30 Customer (19 Oct 2011 to 27 Apr 2012)
  • Laun Peter Middleton

    IRN LPM01018

    • CF30 Customer (1 Nov 2007 to 16 Oct 2009)
    • CF21 Investment Adviser (28 May 2004 to 31 Oct 2007)
    • CF22 Investment Adviser (Trainee) (11 Nov 2002 to 7 May 2004)
  • Lee Stuart Sullivan

    IRN LSS01040

    • CF30 Customer (11 Jun 2012 to 30 Jan 2013)
  • Leila Clara Patrycja Golzarmanesh

    IRN LCG01028

    • CF30 Customer (11 Nov 2016 to 9 Sep 2019)
  • Mark Alfred Ramsook

    IRN MAR01231

    • CF30 Customer (1 Nov 2007 to 24 Oct 2008)
    • CF22 Investment Adviser (Trainee) (25 Apr 2007 to 31 Oct 2007)
  • Mark Edward Jones

    IRN MEJ01046

    • SMF3 Executive Director (9 Dec 2019 to 7 Dec 2023)
    • CF1 Director (26 Nov 2019 to 8 Dec 2019)
    • CF28 Systems and controls (4 May 2018 to 8 Dec 2019)
  • Mark Ian Sprague

    IRN MIS00003

    • CF30 Customer (1 Nov 2007 to 16 May 2008)
    • CF11 Money Laundering Reporting (27 Feb 2002 to 14 May 2004)
    • CF1 Director (27 Feb 2002 to 2 Apr 2004)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Matthew Argent

    IRN MJA01166

    • CF30 Customer (1 Nov 2007 to 27 Mar 2009)
    • CF22 Investment Adviser (Trainee) (26 Jul 2007 to 31 Oct 2007)
  • Max Bawden

    IRN MXB04339

    • [FCA CF] Client dealing (since 24 Feb 2026)
  • Melanie Jane Gray

    IRN MJG01251

    • CF30 Customer (1 Nov 2007 to 18 Apr 2008)
    • CF22 Investment Adviser (Trainee) (12 Jan 2004 to 31 Oct 2007)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.